Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Geers is an investment advisor representative with LPL Financial LLC. Charles has been in the financial services industry since 1987 and has worked with several firms including National Planning Corporation, Fintegra, LLC, Sky Investments, Inc., Aegon USA Securities Inc., Berthel, Fisher & Company Financial Services, Inc., and BMA Financial Services, Inc. Charles is currently registered with the State of Iowa and holds Series 6, 7, and 66 licenses. Charles is also a licensed insurance agent. Charles is dedicated to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
06/02/2022 - Present
LPL Financial LLC (DUBUQUE IA)
IA
10/01/2008 - 07/31/2012
NATIONAL PLANNING CORPORATION (DUBUQUE IA)
IL
09/01/2000 - 09/30/2008
FINTEGRA, LLC (EAST DUBUQUE IL)
OH
01/16/1998 - 09/07/2000
SKY INVESTMENTS, INC. (BRYAN OH)
IA
06/30/1997 - 01/01/1998
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
IA
04/26/1993 - 05/29/1997
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
MO
04/03/1987 - 03/18/1993
BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)
BOTH
Issued 05/08/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/01/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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