Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Perry Curtis is a financial advisor with over 13 years of experience in the industry. Charles is currently registered with Wells Fargo Advisors Financial Network, LLC and holds a Series 66 license. Charles is a licensed broker in Arizona, Colorado and Texas. Charles also previously worked with WELLS FARGO CLEARING SERVICES, LLC and WADDELL & REED, INC. Charles has a strong focus on working with individuals, high-net-worth individuals, corporations or other businesses, pension and profit sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
04/13/2018 - Present
Wells Fargo Advisors Financial Network, LLC (MCALLEN TX)
CO
03/05/2010 - 04/13/2018
WELLS FARGO CLEARING SERVICES, LLC (GREENWOOD VILLAGE CO)
CO
07/14/2009 - 02/17/2010
WADDELL & REED, INC. (DENVER CO)
BOTH
Issued 07/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/10/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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