Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Perrault is a financial professional with over 13 years of experience in the financial services industry. Charles is currently registered with Prudential Annuities Distributors, Inc. and holds a Series 7 and Series 66 license. Charles has previously held registrations with PRUCO SECURITIES, LLC., HARTFORD EQUITY SALES COMPANY INC., LPL FINANCIAL LLC, METLIFE SECURITIES INC., and THRIVENT INVESTMENT MANAGEMENT INC.. Charles's professional experience spans across various financial institutions, showcasing a breadth of knowledge and expertise in the field.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
02/01/2019 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
01/03/2013 - 04/07/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
09/13/2012 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
08/05/2011 - 08/27/2012
LPL FINANCIAL LLC (WEST HARTFORD CT)
CT
02/05/2009 - 09/01/2011
METLIFE SECURITIES INC. (WETHERSFIELD CT)
CT
07/04/2008 - 02/03/2009
THRIVENT INVESTMENT MANAGEMENT INC. (MANCHESTER CT)
BOTH
Issued 07/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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