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Charles Paul Smith

State Farm VP Management Corp.

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About Charles Paul Smith

Charles Paul Smith is a registered representative with State Farm VP Management Corp. Charles holds the Series 6 and Series 63 licenses. Charles has been in the industry since March 15, 1998. The State Farm VP Management Corp. has a branch office located in Des Moines, Iowa. Charles is registered to do business in Iowa.

Firm Information

Charles Smith is currently registered with State Farm VP Management Corp.. State Farm VP Management Corp. is a corporation formed in 1996 and approved to operate in all 50 states and the District of Columbia. The firm has one approved SEC registration and 51 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

5,459

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Smith’s Registration & Firm History

IA

03/16/1998 - Present

State Farm VP Management Corp. (Des Moines IA)

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Licenses & Designations

BC

Issued 03/17/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Paul Smith.
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