Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Lazzaro is an investment advisor representative at Wedbush Securities Inc. Charles has been in the securities industry since 1970. Charles holds Series 1, 4, 7TO, 24, 27, 53, 63 and 66 licenses. Charles has been registered with Wedbush Securities Inc. since 2009 and previously worked for First Wall Street Corp., Bateman Eichler, Hill Richards, Incorporated and Morgan, Olmstead, Kennedy & Gardner, Incorporated. Charles specializes in providing financial planning, pension consulting, educational seminars, and selection of other advisors to businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/04/2009 - Present
Wedbush Securities Inc. (LA JOLLA CA)
CA
02/01/1983 - 12/31/2008
FIRST WALL STREET CORP. (SAN DIEGO CA)
NA
10/27/1970 - 02/16/1983
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
02/01/1983 - 02/10/1983
MORGAN, OLMSTEAD, KENNEDY & GARDNER, INCORPORATED
BOTH
Issued 12/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/25/1984
Series 4 - Registered Options Principal Examination
BC
Issued 01/07/1983
Series 24 - General Securities Principal Examination
BC
Issued 12/20/1982
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1970
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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