Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Kateridge is a financial advisor at IC Advisory Services, Inc. with over 18 years of experience in the industry. Charles has a wide range of experience serving individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Charles has extensive experience with financial planning, portfolio management, and pension consulting. Charles is registered with the state of New York and holds FINRA Series 7, Series 63, and Series 66 licenses. Charles is also registered in 27 other states as well as in Arizona, California, Colorado and Texas as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/04/2016 - Present
IC Advisory Services, Inc. (ST JAMES NY)
NY
08/22/2008 - 08/04/2016
INVESTORS CAPITAL CORP. (SMITHTOWN NY)
CA
12/23/1999 - 04/09/2001
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
NA
08/11/1994 - 12/04/1996
KENSINGTON WELLS INCORPORATED
NY
08/11/1994 - 08/22/1994
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BOTH
Issued 09/05/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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