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Charles Paul Alberton

City National Rochdale

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About Charles Paul Alberton

Charles Alberton is a financial advisor with over 20 years of experience in the industry. Charles has been with City National Rochdale since 2002, and has a proven track record of success in providing investment advice to a wide range of clients, including high-net-worth individuals, corporations, and institutional investors. Charles holds the Series 7, Series 63, and Series 66 licenses and has a designation as a Chartered Financial Analyst (CFA). Charles specializes in portfolio management for businesses, individuals, and investment companies. In addition to his work with City National Rochdale, Charles has also held positions with Rim Securities LLC and Lehman Brothers Inc.

Firm Information

Charles Alberton is currently registered with City National Rochdale. City National Rochdale is an investment advisor with over $50 billion in assets under management. They offer a variety of services, including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also provide selection of other advisors and have a wrap fee program. They are registered with the SEC and have offices in New York, NY.
City National Rochdale

400 PARK AVENUE

NEW YORK, NY 10022

$68.18B

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Charles Alberton’s Registration & Firm History

NY

11/26/2008 - Present

City National Rochdale (NEW YORK NY)

NY

12/08/2000 - 05/02/2002

RIM SECURITIES LLC (NEW YORK NY)

NY

01/11/1996 - 06/16/1998

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/09/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/09/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Paul Alberton.
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