Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Williams has been a Registered Representative and Investment Advisor Representative since 1990. Charles is a Certified Financial Planner with over 30 years of experience in the financial services industry. Charles is affiliated with Independent Financial Partners and has offices in Schaumburg, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
IL
12/31/2023 - Present
Independent Financial Partners (Schaumburg IL)
IL
11/30/2010 - 05/23/2019
LPL FINANCIAL LLC (SCHAUMBURG IL)
IL
07/29/2008 - 11/30/2010
NRP FINANCIAL, INC. (NORTHBROOK IL)
IL
11/03/2005 - 08/25/2008
LEUMI INVESTMENT SERVICES INC. (CHICAGO IL)
WI
04/16/2001 - 11/04/2005
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
12/22/1992 - 04/10/2001
INVEST FINANCIAL CORPORATION (APPLETON WI)
IL
01/06/1992 - 12/02/1992
FIRST COLONIAL INVESTMENT SERVICES, INC. (ROSEMONT IL)
MN
06/04/1990 - 11/20/1990
AMEV INVESTORS, INC. (OAKDALE MN)
IA
Issued 06/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1991
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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