Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Patrick Soulis is a financial professional with over 30 years of experience in the industry. Charles is currently registered with Charles Schwab & CO., Inc. in San Francisco, CA. Charles holds the Series 7, Series 99 and SIE licenses. Prior to joining Charles Schwab & CO., Inc. Charles was registered with BARABAN SECURITIES, INC. in Los Angeles, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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CA
10/17/2012 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
TX
03/31/1992 - 07/25/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
02/24/1992 - 03/17/1992
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 02/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2012
Series 99 - Operations Professional Examination
BC
Issued 02/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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