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Charles Patrick Smith

U.s. Bancorp Investments, Inc.

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About Charles Patrick Smith

Charles Smith is a registered representative with U.S. Bancorp Investments, Inc. He is a financial professional with over 20 years of experience in the financial services industry. Charles is licensed to provide investment advice and securities services in Florida, Idaho, Indiana, Kansas, Kentucky, Michigan, Nevada, New Jersey, New York, North Dakota, Ohio, Tennessee, Virginia, and Washington. He specializes in portfolio management for individuals and businesses, financial planning, and the selection of other advisors. His previous experience includes time at Fifth Third Securities, Inc.

Firm Information

Charles Smith is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Charles Smith’s Registration & Firm History

OH

10/31/2017 - Present

U.s. Bancorp Investments, Inc. (Mason OH)

OH

07/25/2000 - 11/06/2017

FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)

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Licenses & Designations

BOTH

Issued 01/04/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/04/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Charles Patrick Smith. Review regulatory record here.
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