Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Patrick Pierce is an investment advisor representative with over 30 years of experience in the financial services industry. Charles is a registered representative with Osaic Wealth, Inc. and holds licenses in Illinois, Kentucky, Michigan, Nebraska, Ohio and Tennessee. Prior to joining Osaic Wealth, Inc., Charles was with Sagepoint Financial Advisors, and previously held positions with Comerica Securities, McDonald Investments Inc., LaSalle Financial Services, Inc., MML Investors Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, First of Michigan Corporation and The Stuart-James Company, Inc. Charles provides financial planning services, including portfolio management and investment advisory services, and also specializes in serving high-net-worth individuals, corporations, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
09/01/2023 - Present
Osaic Wealth, Inc. (STERLING HEIGHTS MI)
MI
09/30/2010 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (STERLING HEIGHTS MI)
MI
03/14/2007 - 08/06/2010
COMERICA SECURITIES (BLOOMFIELD HILLS MI)
MI
05/23/2006 - 12/19/2006
MCDONALD INVESTMENTS INC. (BIRMINGHAM MI)
IL
10/22/2004 - 01/24/2006
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
MA
06/06/2003 - 10/27/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
03/30/1998 - 04/08/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MI
05/10/1994 - 03/15/1998
COMERICA SECURITIES (DETROIT MI)
NA
09/21/1987 - 12/15/1988
FIRST OF MICHIGAN CORPORATION
NA
07/22/1987 - 09/08/1987
THE STUART-JAMES COMPANY, INC.
IA
Issued 04/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 01/31/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/02/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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