Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Carpenter is a financial professional with over 20 years of experience in the industry. Charles is currently registered with U.S. Bancorp Investments, Inc. and has been working with them since 2010. Prior to joining U.S. Bancorp Investments, Inc. Charles worked with BANC OF AMERICA SECURITIES LLC. Charles is licensed in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
NC
01/01/2010 - Present
U.s. Bancorp Investments, Inc. (Charlotte NC)
NC
01/16/2001 - 02/17/2009
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 01/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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