Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Graves is an investment professional with extensive experience in the financial services industry. Charles has been a registered representative since 1985 and an investment advisor representative since 1991. Currently, Charles Graves is registered with Nuveen Asset Management, LLC. Previously, Charles was registered with Morgan Stanley, Citigroup Global Markets Inc. and Legg Mason Investor Services, LLC. Charles Graves has a broad range of experience and expertise, including portfolio management for individuals, businesses, investment companies and pooled investment vehicles. Charles is also experienced in pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
06/28/2016 - Present
Nuveen Asset Management, LLC (Chicago IL)
NY
06/01/2009 - 07/11/2016
MORGAN STANLEY (PURCHASE NY)
CT
04/01/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (STAMFORD CT)
CT
12/01/2005 - 04/09/2008
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
07/31/1993 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/17/1985 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 12/16/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Graves is the right advisor for you? Invested Better is here to help.
