Unclaimed
Charles Ouanounou is a financial professional with over 10 years of experience in the industry. He is currently registered with BGC Financial, LP and is a Series 7, Series 24, and Series 63 licensed professional. Charles has previously held positions with Sunrise Brokers LLC and Exane, Inc. Charles is registered in multiple states, including Florida, New York, California, Illinois, Connecticut, Minnesota, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/01/2017 - Present
BGC Financial, LP (MIAMI FL)
NY
10/04/2012 - 12/14/2016
SUNRISE BROKERS LLC (NEW YORK NY)
NY
10/14/2010 - 06/29/2012
EXANE, INC. (NEW YORK NY)
BC
Issued 10/24/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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