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Charles Ouanounou

BGC Financial, LP

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About Charles Ouanounou

Charles Ouanounou is a financial professional with over 10 years of experience in the industry. He is currently registered with BGC Financial, LP and is a Series 7, Series 24, and Series 63 licensed professional. Charles has previously held positions with Sunrise Brokers LLC and Exane, Inc. Charles is registered in multiple states, including Florida, New York, California, Illinois, Connecticut, Minnesota, and Puerto Rico.

Firm Information

Charles Ouanounou is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Ouanounou’s Registration & Firm History

FL

09/01/2017 - Present

BGC Financial, LP (MIAMI FL)

NY

10/04/2012 - 12/14/2016

SUNRISE BROKERS LLC (NEW YORK NY)

NY

10/14/2010 - 06/29/2012

EXANE, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/24/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/21/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Charles Ouanounou.
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