Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Stietzel is a financial professional with Smbc Nikko Securities America, Inc. Charles has two product exams, the Operations Professional Examination (Series 99TO) and Securities Industry Essentials Examination (SIE). Charles Stietzel has been in the industry since February 1, 2024. Charles is currently registered with FINRA and the firm Smbc Nikko Securities America, Inc. in White Plains, NY.
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NY
02/02/2024 - Present
Smbc Nikko Securities America, Inc. (White Plains NY)
BC
Issued 02/02/2024
Series 99TO - Operations Professional Examination
BC
Issued 11/22/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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