Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Osivwemu is a financial advisor with over 7 years of experience in the financial services industry. Charles is registered with Eagle Strategies LLC, based in Stockton, CA, and is also registered as an Investment Advisor Representative. Before joining Eagle Strategies LLC, Charles worked with a number of other firms, including NYLIFE Securities LLC, Park Avenue Securities LLC, and MML Investors Services, LLC. Charles has a wide range of experience providing financial advice to individuals, businesses, and charitable organizations. Charles holds the Series 6, Series 7, Series 63, and Series 65 licenses. Charles is dedicated to helping clients achieve their financial goals and providing them with personalized advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/21/2024 - Present
Eagle Strategies LLC (STOCKTON CA)
CA
11/28/2023 - 04/03/2024
MML INVESTORS SERVICES, LLC (San Jose CA)
CA
09/14/2023 - 10/20/2023
EQUITY SERVICES, INC. (BRENTWOOD CA)
CA
11/01/2022 - 07/06/2023
PARK AVENUE SECURITIES LLC (LODI CA)
CA
03/08/2022 - 10/28/2022
NYLIFE SECURITIES LLC (SAN RAMON CA)
CA
02/12/2021 - 01/13/2022
PARK AVENUE SECURITIES LLC (LODI CA)
CA
12/09/2015 - 03/05/2021
NYLIFE SECURITIES LLC (STOCKTON CA)
IA
Issued 6/11/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/9/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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