Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Pickett is an investment advisor representative at Allstate Financial Advisors, LLC. Charles has been in the financial services industry for 26 years, having been registered with various firms before joining Allstate Financial Advisors, LLC. Charles is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) and has earned the Series 6, Series 63, Series 65 and SIE licenses. Charles offers advisory services, including selection of other advisors. Charles has a total of 189 clients and manages $62,134,830 in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Third party advisory fees
1
2
KY
06/07/2018 - Present
Allstate Financial Advisors, LLC (Paducah KY)
KY
09/03/2013 - 06/06/2018
CETERA ADVISOR NETWORKS LLC (PADUCAH KY)
KY
10/09/2007 - 09/03/2013
WALNUT STREET SECURITIES, INC. (PADUCAH KY)
KY
08/03/1998 - 08/28/2007
NEW ENGLAND SECURITIES (PADUCAH KY)
IA
Issued 06/11/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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