Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Bowen is an active Registered Representative and Investment Advisor Representative with over 40 years of experience in the financial services industry. He has been with Sax Wealth Advisors, LLC since November 2024 and prior to that, Charles was with LPL Financial LLC from February 2002. Charles holds a Series 7TO, Series 63, Series 65, and Series 24 license. Charles's firm, Sax Wealth Advisors, LLC, is a Registered Investment Adviser with the SEC, and is located in Parsippany, New Jersey. The firm provides financial planning, pension consulting, selection of other advisors, portfolio management for individuals and businesses, and other services. Charles has a strong track record of providing personalized financial advice to his clients, who include high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/10/2025 - Present
SAX Wealth Advisors, LLC (PARSIPPANY NJ)
NJ
01/31/1980 - 02/12/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NA
01/02/1980 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
12/15/1975 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
08/22/1974 - 01/23/1977
BRANCH, CABELL & COMPANY
IA
Issued 10/14/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1977
PC - AMEX Put and Call Exam
BC
Issued 08/20/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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