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Charles Nelson Johnson

Prudential Investment Management Services LLC

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About Charles Nelson Johnson

Charles Johnson is a financial advisor at Prudential Investment Management Services LLC. Charles has over 20 years of experience in the financial services industry. Charles is licensed to provide investment advice in all 50 states. Charles holds Series 6, 7, 63 and 66 securities licenses and the SIE.

Firm Information

Charles Johnson is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Johnson’s Registration & Firm History

NJ

09/20/2018 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NC

02/05/2018 - 08/30/2018

WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)

MA

01/05/2011 - 01/23/2018

NATIXIS DISTRIBUTION, L.P. (BOSTON MA)

CA

08/16/2005 - 11/23/2010

PRINCOR FINANCIAL SERVICES CORPORATION (SAN RAFAEL CA)

IA

04/30/2007 - 09/23/2008

PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)

IL

10/05/2001 - 07/18/2005

SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

MA

02/02/2001 - 09/04/2001

SIGNATOR INVESTORS, INC. (BOSTON MA)

RI

01/07/1995 - 01/22/2001

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 09/09/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/29/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/1998

Series 7 - General Securities Representative Examination

BC

Issued 12/14/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Nelson Johnson.
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