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Charles Munk Fisher

Triad Securities Corp.

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About Charles Munk Fisher

Charles Munk Fisher is a financial professional with over 40 years of experience in the securities industry. Charles has a broad range of experience in the financial services industry, having worked with a variety of firms, including Bear, Stearns & Co. Inc., Neuberger Berman, LLC, and Jefferies & Company, Inc. Charles is currently registered with Triad Securities Corp. in New York, NY. Charles holds a variety of licenses and registrations, including Series 4, 5, 7, 12, 63, 72 and SIE.

Firm Information

Charles Fisher is currently registered with Triad Securities Corp.. Triad Securities Corp. is a Corporation registered in 41 states and the SEC. It was formed on July 13, 1976.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Fisher’s Registration & Firm History

NY

12/07/2017 - Present

Triad Securities Corp. (NEW YORK NY)

GA

03/07/2013 - 10/16/2017

COWEN PRIME SERVICES LLC (ALPHARETTA GA)

NY

03/14/2005 - 03/08/2013

GRACE FINANCIAL GROUP LLC (SOUTHHAMPTON NY)

NY

04/14/2003 - 03/07/2005

TRIAD SECURITIES CORP (NEW YORK NY)

NY

03/25/2002 - 04/08/2003

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

09/19/2000 - 04/01/2002

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

09/17/1990 - 09/12/2000

NEUBERGER BERMAN, LLC (NEW YORK NY)

NY

03/03/1989 - 09/12/1990

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NA

12/22/1980 - 03/14/1989

SHEARSON LEHMAN HUTTON INC.

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Licenses & Designations

BC

Issued 05/18/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/1981

Series 12 - NYSE Branch Manager Examination

BC

Issued 04/27/1981

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1981

Series 5 - Interest Rate Options Examination

BC

Issued 12/20/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Munk Fisher.
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