Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Molloy is an investment advisor representative with LPL Financial LLC, based in Erie, Pennsylvania. Charles has been in the financial services industry since 2006 and has experience working with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Charles is registered in 11 states and holds Series 7, 9, 10, 63, and 66 licenses. Charles is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/18/2022 - Present
LPL Financial LLC (CORRY PA)
PA
08/03/2020 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Erie PA)
NY
09/04/2019 - 02/19/2020
PRUCO SECURITIES, LLC. (AMHERST NY)
PA
10/09/2018 - 08/27/2019
PNC INVESTMENTS (WARREN PA)
PA
02/26/2018 - 10/09/2018
TD AMERITRADE, INC. (ERIE PA)
PA
03/21/2012 - 02/26/2018
SCOTTRADE, INC. (ERIE PA)
FL
01/18/2011 - 03/09/2012
GWN SECURITIES INC. (PALM BEACH GARDENS FL)
NY
06/30/2008 - 12/31/2010
CADARET, GRANT & CO., INC. (PHELPS NY)
NY
07/11/2006 - 06/05/2008
EDWARD JONES (PHELPS NY)
BOTH
Issued 05/19/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/01/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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