Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Mitchel Guittari is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Charles has been in the financial services industry since 2017 and has experience with a variety of firms, including TD Ameritrade, Inc., E*TRADE Securities LLC, and First Republic Securities Company, LLC. Charles holds the Series 66, SIE, and Series 7 licenses. Charles specializes in providing investment advice to individuals, businesses, and institutions. Charles also offers services such as performance measurement reports, allocation modeling, IPS, research reports and services, selection of other advisers, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/18/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
06/15/2021 - 06/22/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (San Francisco CA)
CA
07/23/2019 - 06/10/2021
E*TRADE SECURITIES LLC (CUPERTINO CA)
CA
02/26/2018 - 07/22/2019
TD AMERITRADE, INC. (FREMONT CA)
CA
06/29/2017 - 02/26/2018
SCOTTRADE, INC. (SAN MATEO CA)
BOTH
Issued 8/3/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/29/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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