Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Milot is a financial advisor with T. Rowe Price Investment Services, Inc., based in Baltimore, MD. Charles has been in the financial industry since December 2012 and holds a Series 3, Series 7, Series 24 and Series 66 license. Charles has experience with Fidelity Brokerage Services LLC, FORESIDE FUND SERVICES, LLC, ALPS DISTRIBUTORS, INC., AQR INVESTMENTS, LLC and CAIS CAPITAL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
03/25/2024 - Present
T. Rowe Price Investment Services, Inc. (BALTIMORE MD)
NY
03/23/2021 - 03/07/2024
CAIS CAPITAL LLC (NEW YORK NY)
CT
01/03/2019 - 03/09/2021
AQR INVESTMENTS, LLC (Greenwich CT)
CT
12/05/2018 - 12/31/2018
ALPS DISTRIBUTORS, INC. (GREENWICH CT)
NY
01/02/2015 - 11/07/2018
FORESIDE FUND SERVICES, LLC (New York NY)
NY
09/18/2012 - 11/24/2014
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
BOTH
Issued 12/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/21/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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