Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Miller is a financial advisor at Steward Partners Investment Advisory, LLC. Charles has been in the financial industry since 1997 and is registered to provide investment advice in 32 states. Charles is a graduate of the University of Georgia and holds a Series 7, 31, and 63 licenses, as well as the Series 65. Prior to joining Steward Partners, Charles worked as a financial advisor at Wells Fargo Clearing Services, LLC and Morgan Stanley. Charles is also a 50% owner of CMSW Farms, LLC, a farm in Woodstock, Georgia. Charles provides financial consulting, financial planning, pension consulting, and portfolio management services to a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
11/01/2023 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
GA
08/26/2016 - 11/10/2023
WELLS FARGO CLEARING SERVICES, LLC (MARIETTA GA)
GA
06/01/2009 - 09/20/2016
MORGAN STANLEY (ATLANTA GA)
GA
12/05/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ATLANTA GA)
GA
06/27/2003 - 12/17/2008
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
NY
01/03/2003 - 07/02/2003
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
11/23/1998 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
10/10/1997 - 10/26/1998
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 02/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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