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Charles Miller

Steward Partners Investment Advisory, LLC

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About Charles Miller

Charles Miller is a financial advisor with Steward Partners Investment Advisory, LLC. Charles has been in the industry since 1997 and has a diverse background including experience at Wells Fargo Clearing Services, LLC, Morgan Stanley, and Citigroup Global Markets Inc. Charles holds the Series 7, Series 31, and Series 63 licenses as well as the Series 65. Charles provides financial consulting, financial planning, pension consulting, selection of other advisers, and portfolio management services to individuals, corporations, and other entities.

Firm Information

Charles Miller is currently registered with Steward Partners Investment Advisory, LLC. Steward Partners Investment Advisory, LLC is an investment advisor with 354 registered representatives and 254 licensed agents. The firm has a total of 45203 accounts under management with assets totaling $20,433,200,577. Steward Partners Investment Advisory, LLC provides financial planning, pension consulting, selection of other advisors, and portfolio management for individuals. The firm also offers other advisory services including financial consulting. They serve a variety of client types including charitable organizations, corporations or other businesses, high-net-worth individuals, individuals other than high-net-worth, pension and profit sharing plans, and state or municipal government entities.
Steward Partners Investment Advisory, LLC

105 N PENTZ STREET

DALTON, GA 30720

$20.43B

Assets Under Management

21,758

Total Clients

356

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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financial consulting

Financial consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Charles Miller’s Registration & Firm History

GA

11/01/2023 - Present

Steward Partners Investment Advisory, LLC (DALTON GA)

GA

08/26/2016 - 11/10/2023

WELLS FARGO CLEARING SERVICES, LLC (MARIETTA GA)

GA

06/01/2009 - 09/20/2016

MORGAN STANLEY (ATLANTA GA)

GA

12/05/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (ATLANTA GA)

GA

06/27/2003 - 12/17/2008

CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)

NY

01/03/2003 - 07/02/2003

FAHNESTOCK & CO. INC. (NEW YORK NY)

NY

11/23/1998 - 01/03/2003

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

10/10/1997 - 10/26/1998

J.C. BRADFORD & CO. (NEW YORK NY)

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Licenses & Designations

IA

Issued 2/5/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/20/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/25/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 10/9/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Charles Miller. Review regulatory record here.
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