Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Mikel Thompson is an investment advisor representative associated with Raymond James Financial Services Advisors, Inc., registered with the Securities and Exchange Commission (SEC) and FINRA. Charles has over 28 years of experience in the securities industry, having previously worked with MULTI-FINANCIAL SECURITIES CORPORATION and EDWARD D. JONES & CO., L.P. Charles holds the Series 7, Series 24, Series 51, Series 63, Series 65, and Series 66 securities licenses and has several years of experience in various aspects of financial advising. Charles currently provides financial advice and services to a variety of clients including individuals, high-net-worth individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. In addition to their work as a financial advisor, Charles also owns and operates several rental properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
11/02/2011 - Present
Raymond James Financial Services Advisors, Inc. (CORNELIUS NC)
CO
09/25/1998 - 05/21/2002
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
MO
05/12/1994 - 09/29/1998
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 02/19/2003
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/15/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2010
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/21/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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