Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Sullivan is a financial advisor who has been in the industry since 1984. Charles is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since February 7, 1984. Prior to that, Charles worked at ROBERT W. BAIRD & CO. INCORPORATED from March 29, 1999 to January 1, 2002. Charles is licensed to conduct business in Colorado, Illinois, Missouri, Nevada, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
02/07/1984 - Present
Northwestern Mutual Investment Services, LLC (FAIRVIEW HTS IL)
WI
03/29/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 06/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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