Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Stoner is a financial advisor at Morgan Stanley. Charles has over 17 years of experience in the financial services industry. Charles holds the Series 7, 31, 63, and 65 licenses. Charles previously worked at UBS Financial Services Inc. and Morgan Stanley Smith Barney. Charles is registered to provide investment advice in multiple states, including Texas and North Carolina. Charles specializes in providing investment advice to a wide range of clients including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
01/13/2021 - Present
Morgan Stanley (Cornelius NC)
NC
06/16/2011 - 01/20/2021
UBS FINANCIAL SERVICES INC. (HUNTERSVILLE NC)
NC
06/01/2009 - 06/30/2011
MORGAN STANLEY SMITH BARNEY (HUNTERSVILLE NC)
NC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HUNTERSVILLE NC)
NC
02/09/2005 - 04/02/2007
MORGAN STANLEY DW INC. (HUNTERSVILLE NC)
IA
Issued 10/22/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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