Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Michael Pires is an investment advisor representative with Principal Securities, Inc., based in Berwyn, Pennsylvania. Charles has been in the securities industry since June 15, 1994. Charles is registered with the state of Pennsylvania as an Investment Advisor Representative and is also registered with FINRA. Charles's previous employers include Wachovia Securities Financial Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Olde Discount Corporation, and L.C. Wegard & Co., Inc. Charles holds Series 63, 65, 7, 9, 10 and SIE licenses. Charles specializes in Financial Planning, Portfolio Management for Individuals and Pension Consulting. Charles is also a partner in CPMP PROPERTIES ONE, LLC and QUAD TRINITY, LLC. The firm, Principal Securities, Inc., has a total of 1,153 clients and $12,105,712,948 in regulatory assets under management. They offer a variety of advisory services including financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
PA
08/31/2005 - Present
Principal Securities, Inc. (BERWYN PA)
MO
09/10/2002 - 12/15/2004
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
NY
05/22/1997 - 09/12/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MI
09/28/1994 - 04/23/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
03/04/1994 - 09/15/1994
L.C. WEGARD & CO., INC. (NEW YORK NY)
IA
Issued 06/16/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/03/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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