Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Matisi is a financial advisor registered with Osaic Wealth, Inc. Charles has been in the financial services industry since 1997 and has worked with a number of firms over the years. Charles is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/19/2025 - Present
Osaic Wealth, Inc. (Holbrook NY)
NY
07/24/2012 - 10/07/2013
PARK AVENUE SECURITIES LLC (WOODBURY NY)
CT
07/25/2005 - 07/03/2012
MML INVESTORS SERVICES, LLC (SOUTHBURY CT)
NY
05/01/2002 - 03/18/2005
AXA ADVISORS, LLC (NEW YORK NY)
CT
12/01/2001 - 04/04/2002
SOURCE CAPITAL GROUP, INC. (WESTPORT CT)
CT
06/14/2000 - 12/01/2001
MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)
NY
09/21/1999 - 06/21/2000
DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)
NY
12/15/1997 - 10/15/1999
MADISON CAPITAL MARKETS CORP. (NEW YORK NY)
NY
05/19/1997 - 12/16/1997
R.D. WHITE & CO., INC. (NEW YORK NY)
NY
11/05/1996 - 05/23/1997
STUART, COLEMAN & CO., INC. (NEW YORK NY)
NY
06/12/1996 - 11/01/1996
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
NY
01/01/1996 - 03/05/1996
AMERICORP SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 12/03/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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