Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Michael Law is an active investment advisor representative. Charles Michael Law is registered with Key Investment Services LLC and is licensed in Indiana and other states. Charles Michael Law has been in the industry since July 2016 and has a background in the financial services industry. He is associated with Key Investment Services LLC and has been registered with the firm since May 2023. Charles Michael Law is a Series 66, Series 7, and SIE exam holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
05/01/2023 - Present
KEY Investment Services LLC (BROOKLYN OH)
IN
06/10/2021 - 05/10/2023
PARK AVENUE SECURITIES LLC (INDIANAPOLIS IN)
IN
06/25/2020 - 05/20/2021
MML INVESTORS SERVICES, LLC (Indianapolis IN)
IN
03/28/2016 - 04/02/2020
FIRST COMMAND FINANCIAL PLANNING, INC. (Indianapolis IN)
BOTH
Issued 04/30/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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