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Charles Michael Haddad

Berthel, Fisher & Co. Financial Services, Inc.

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About Charles Michael Haddad

Charles Haddad is a registered representative at Berthel, Fisher & Co. Financial Services, Inc., which is based in Cedar Rapids, Iowa. Charles has been in the financial services industry since 1994. Charles currently holds his Series 7, 63, and 65 securities licenses as well as his SIE designation. Charles has been registered with Securities Service Network, Inc., Ferris, Baker Watts Incorporated, and Oppenheimer & Co. Inc. in previous roles. Berthel, Fisher & Co. Financial Services, Inc. is a registered investment advisor that provides financial planning, selection of other advisers, and portfolio management for individuals.

Firm Information

Charles Haddad is currently registered with Berthel, Fisher & Co. Financial Services, Inc.. Berthel, Fisher & Co. Financial Services, Inc. is a corporation headquartered in CEDAR RAPIDS, IA that was formed on 1974-03-13. They have been approved by the SEC and registered in 51 states. The firm offers financial planning and portfolio management for individuals and selection of other advisers. They manage $742,220,394 in regulatory assets under management and have 3,481 total accounts. They have 92 licensed agents, 100 investment adviser representatives, 100 registered representatives, 100 investment advisory functions, and 50 adviser representatives for other investment advisers.
Berthel, Fisher & Co. Financial Services, Inc.

4201 42ND STREET NE

CEDAR RAPIDS, IA 52402

$742.22M

Assets Under Management

6

Total Clients

100

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Charles Haddad’s Registration & Firm History

MI

01/05/2010 - Present

Berthel, Fisher & Co. Financial Services, Inc. (BLOOMFIELD HILLS MI)

MI

10/27/2008 - 04/21/2009

SECURITIES SERVICE NETWORK, INC. (BIRMINGHAM MI)

MI

06/29/2007 - 10/28/2008

FERRIS, BAKER WATTS INCORPORATED (AUBURN HILLS MI)

MI

01/01/1999 - 07/05/2007

OPPENHEIMER & CO. INC. (BIRMINGHAM MI)

MI

12/20/1994 - 01/01/1999

FIRST OF MICHIGAN CORPORATION (DETROIT MI)

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Licenses & Designations

IA

Issued 09/03/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/04/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Charles Michael Haddad. Review regulatory record here.
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