Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Michael Grimm is a registered investment advisor representative with MAI Capital Management, LLC. Charles has over 20 years of experience in the financial services industry. Charles is also a Certified Financial Planner™. Charles holds the Series 6, 7, 63, and 66 securities licenses. Charles is a licensed investment advisor representative in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
OH
05/01/2023 - Present
MAI Capital Management, LLC (Cleveland OH)
OH
09/14/2009 - 11/05/2009
KEY INVESTMENT SERVICES LLC (BROOKLYN OH)
OH
02/20/2007 - 07/24/2009
J.P. MORGAN SECURITIES INC. (BEACHWOOD OH)
OH
08/06/2004 - 02/22/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MEDINA OH)
NJ
03/31/2003 - 08/20/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MA
08/24/2001 - 04/08/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/24/2001 - 04/08/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 05/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/23/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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