Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Michael Frank has been in the financial services industry since 1980 and has a long history of experience. Currently, Charles Michael Frank is a registered representative with Wells Fargo Clearing Services, LLC and is associated with the branch office in Frontenac, Missouri. Previously, Charles Michael Frank was also registered with A. G. Edwards & Sons, Inc. and R. Rowland & Co., Incorporated. Charles Michael Frank holds several professional licenses, including Series 63, Series 7 and the Securities Industry Essentials Examination. Charles Michael Frank is registered to provide securities-related services in several states, including California, Connecticut, Florida, Georgia, Illinois, Kansas, Missouri, Nevada, New Jersey, New Mexico and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (FRONTENAC MO)
MO
05/05/1986 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
05/23/1980 - 05/20/1986
R. ROWLAND & CO., INCORPORATED
BC
Issued 04/28/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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