Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Estes is a financial advisor with over 30 years of experience in the industry. He is currently registered with Cambridge Investment Research Advisors, Inc. in Tennessee and Texas. Charles has a wide range of experience in providing financial planning and portfolio management services to individual and institutional clients. He is also a licensed insurance agent and has worked in various roles in the financial services industry, including with MML Investors Services, LLC, Signator Investors, Inc., John Hancock Mutual Life Insurance Company, and New England Securities. Charles is dedicated to providing his clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TN
10/28/2015 - Present
Cambridge Investment Research Advisors, Inc. (BRENTWOOD TN)
TN
03/31/1999 - 02/03/2011
MML INVESTORS SERVICES, LLC (BRENTWOOD TN)
MA
11/01/1995 - 03/24/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
11/01/1995 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
12/03/1990 - 10/11/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
OH
04/21/1987 - 11/06/1990
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
BC
Issued 05/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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