Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Michael Collins is a financial professional with over 27 years of experience in the financial services industry. Charles has been registered with Wells Fargo Clearing Services, LLC since May 2016. Prior to that, Charles worked at Morgan Stanley for 7 years and Citigroup Global Markets Inc. for 6 years. Charles has a strong background in investment advisory and financial planning services for individuals, businesses and institutions. Charles is committed to providing clients with personalized and comprehensive financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/20/2018 - Present
Wells Fargo Clearing Services, LLC (BARRINGTON IL)
AZ
06/01/2009 - 06/16/2016
MORGAN STANLEY (PHOENIX AZ)
AZ
11/14/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PHOENIX AZ)
NY
02/06/1997 - 11/17/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
11/01/1994 - 01/22/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 03/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 03/05/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/31/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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