Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Clingman has over 20 years of experience in the financial services industry. Charles is currently registered with Variable Investment Associates, Inc. Charles's previous employers include Sammons Securities Company, LLC, Walnut Street Securities, Inc. and WMA Securities, Inc. Charles holds Series 6, 22, 63 and SIE licenses. Charles is currently registered in Idaho and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SD
01/04/2010 - Present
Variable Investment Associates, Inc. (TEA SD)
UT
02/09/2002 - 11/12/2009
SAMMONS SECURITIES COMPANY, LLC (WEST VALLEY UT)
CA
07/26/2001 - 02/09/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
GA
01/13/1999 - 07/26/2001
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 12/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2009
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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