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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Cauley is a financial advisor based in Dublin, Georgia. Charles is registered with Avantax Advisory Services and has been in the industry since 2001. Charles's past experience includes roles at 1ST GLOBAL CAPITAL CORP., and LINSCO/PRIVATE LEDGER CORP.. Charles has a combined Series 66 and Series 7 license, along with a SIE license. Charles specializes in providing financial planning and investment advice to high-net-worth individuals, corporations, and pension and profit-sharing plans. Charles is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
GA
10/25/2019 - Present
Avantax Advisory Services (DUBLIN GA)
GA
06/14/2006 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DUBLIN GA)
GA
01/09/2001 - 06/15/2006
LINSCO/PRIVATE LEDGER CORP. (WARNER ROBINS GA)
BOTH
Issued 02/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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