Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Michael Butler is a financial advisor with Edward Jones. Charles has been working in the financial services industry since 1986. Charles holds the Series 7, Series 10, Series 24, Series 53, Series 63 and Series 66 licenses. Charles is also a Certified Financial Planner. Charles is registered in Arizona, Arkansas, California, Massachusetts, Nevada and Utah. Charles is also an Associate Professor at Western International University, where Charles teaches finance and management courses in the evenings. Charles is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
09/02/2014 - Present
Edward Jones (TEMPE AZ)
AZ
01/03/1996 - 01/23/2008
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
NY
09/22/1993 - 12/09/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
03/06/1989 - 07/27/1993
SPEAR INSURANCE SERVICES, INC. (GLENDALE CA)
MA
03/06/1989 - 06/29/1993
JMC INVESTMENT SERVICES, INC. (BOSTON MA)
NA
05/23/1986 - 02/17/1989
CHARLES SCHWAB & CO., INC.
BOTH
Issued 08/14/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/26/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/22/2001
Series 24 - General Securities Principal Examination
BC
Issued 08/17/1999
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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