Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Baracco is an investment advisor representative at LPL Financial LLC. Charles has been in the financial services industry since 2008. Charles is licensed to provide investment advisory services in several states including California, Colorado, Connecticut, Maryland, Massachusetts, Mississippi, New Jersey, New York, North Carolina, South Carolina, Texas, Virginia, and Wisconsin. Charles is also licensed to provide securities services in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/14/2018 - Present
LPL Financial LLC (SYRACUSE NY)
NY
04/20/2016 - 02/14/2018
INVEST FINANCIAL CORPORATION (SYRACUSE NY)
NY
04/10/2014 - 04/20/2016
ONEIDA WEALTH MANAGEMENT, INC. (Syracuse NY)
NY
08/22/2008 - 08/07/2014
CADARET, GRANT & CO., INC. (NORTH SYRACUSE NY)
IA
Issued 08/04/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/21/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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