Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Metcalfe Grimes is registered with Regions Securities LLC as an investment banking representative in Tennessee. Charles Grimes passed the Series 79TO, SIE and Series 63 exams. Charles Grimes is associated with the Regions Securities LLC branch office in Nashville, TN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TN
02/28/2024 - Present
Regions Securities LLC (NASHVILLE TN)
BC
Issued 05/02/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/22/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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