Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Melvin Hess is a financial advisor who has been in the industry since February 14, 1982. Charles is currently registered with United Planners' Financial Services Of America A Limited Partner. Prior to that, Charles was registered with PIPER JAFFRAY & CO., BMO CAPITAL MARKETS GKST INC., BERNARDI SECURITIES, INC., and GRIFFIN, KUBIK, STEPHENS & THOMPSON, INC.. Charles is licensed in 13 states and holds a Series 7, 27, 52TO, 63, 99TO, and SIE.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/19/2018 - Present
United Planners' Financial Services OF America A Limited Partner (ARLINGTON HEIGHTS IL)
IL
10/10/2015 - 11/05/2018
PIPER JAFFRAY & CO. (Barrington IL)
IL
05/15/1995 - 10/19/2015
BMO CAPITAL MARKETS GKST INC. (CHICAGO IL)
IL
01/17/1986 - 05/22/1995
BERNARDI SECURITIES, INC. (NORTHFIELD IL)
NA
01/18/1982 - 01/01/1986
GRIFFIN, KUBIK, STEPHENS & THOMPSON, INC.
BC
Issued 02/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/1981
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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