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Charles McGillick

Scotia Capital (usa) Inc.

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About Charles McGillick

Charles McGillick is a financial advisor with Scotia Capital (usa) Inc., working out of the New York office. Charles has over 15 years of experience in the financial industry and holds the Series 7, Series 99TO and SIE licenses. Prior to joining Scotia Capital (usa) Inc., Charles worked at UBS Securities LLC, Instinet, LLC, BOFA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and RBC Capital Markets, LLC. Charles is committed to providing clients with personalized financial advice and helping them reach their financial goals.

Firm Information

Charles McGillick is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles McGillick’s Registration & Firm History

NY

04/26/2022 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

11/08/2019 - 04/22/2022

UBS SECURITIES LLC (NEW YORK NY)

NY

03/12/2019 - 08/21/2019

INSTINET, LLC (NEW YORK NY)

NY

10/03/2018 - 03/04/2019

BOFA SECURITIES, INC. (NEW YORK NY)

NY

03/10/2017 - 03/04/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/01/2014 - 09/14/2016

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

07/31/2008 - 09/26/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

11/08/2004 - 01/03/2007

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Charles McGillick.
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