Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Williams is a financial professional with over 30 years of experience in the financial services industry. Charles has worked with several firms, including Jefferson Pilot Securities Corporation, Vestax Securities Corporation, First Union Securities, Inc., First Union Brokerage Services, Inc. and Pruco Securities Corporation. Currently, Charles is registered with LPL Financial LLC as a Registered Representative and Investment Advisor Representative. Charles is also registered in multiple states including Virginia, North Carolina, Georgia, New York, Pennsylvania, and the District of Columbia. He holds Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Charles is also a Chartered Financial Consultant. Charles offers a range of financial services, including financial planning, portfolio management for businesses and individuals, and pension consulting. He also provides educational seminars and selection of other advisers. Charles is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
07/02/2018 - Present
LPL Financial LLC (RICHMOND VA)
VA
01/22/2003 - 01/12/2006
JEFFERSON PILOT SECURITIES CORPORATION (RICHMOND VA)
OH
05/09/2001 - 12/31/2002
VESTAX SECURITIES CORPORATION (HUDSON OH)
MO
10/01/2000 - 03/28/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
03/23/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
06/09/1983 - 12/25/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 08/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/28/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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