Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Mazziotti is a financial advisor with LPL Financial LLC in Melville, NY. Charles has been working in the financial industry since 1989 and has a wide range of experience. Charles holds Series 6, 7, 24, 26, 27, 51, 53, 63, 99TO, and SIE licenses. Charles is registered in 32 states and the District of Columbia. Charles previously worked at INVEST FINANCIAL CORPORATION, 21ST CENTURY FINANCIAL SERVICES, INC., JARON EQUITIES CORP., OCC DISTRIBUTORS, and CROSSLAND INVESTOR SERVICES CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (MELVILLE NY)
NY
07/20/2005 - 02/14/2018
INVEST FINANCIAL CORPORATION (MELVILLE NY)
NY
06/09/1997 - 07/20/2005
21ST CENTURY FINANCIAL SERVICES, INC. (EAST MEADOW NY)
NY
12/04/1995 - 04/09/1997
JARON EQUITIES CORP. (HICKSVILLE NY)
NY
03/05/1993 - 12/08/1995
OCC DISTRIBUTORS (NEW YORK NY)
NA
07/24/1989 - 12/15/1992
CROSSLAND INVESTOR SERVICES CORP.
BC
Issued 09/29/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/21/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/18/1997
Series 24 - General Securities Principal Examination
BC
Issued 08/25/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/21/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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