Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Evans is a financial advisor with over 15 years of experience in the financial services industry. Charles holds Series 3, 7, 9, 10, 31, and 66 licenses. Charles is currently registered with Morgan Stanley and has been with the firm since 2009. Charles has previously been associated with Merrill Lynch, UBS Financial Services, and Bank of America. Charles has a strong track record of providing investment advice and financial planning services to a wide range of clients, including individuals, families, businesses, and institutions. Charles is committed to providing his clients with personalized financial solutions that meet their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/15/2024 - Present
Morgan Stanley (San Francisco CA)
CA
05/29/2018 - 02/16/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
10/01/2009 - 06/04/2018
MORGAN STANLEY (LOS ANGELES CA)
NY
09/10/2008 - 10/06/2009
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BOTH
Issued 11/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/28/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2016
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 09/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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