Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Maurice Walls is an investment advisor representative with CWM, LLC. Charles has been in the securities industry since August 2000, and has a broad range of experience in the financial services industry. Charles has held previous roles at J.P. Morgan Securities LLC, Chase Investment Services Corp., Citigroup Investment Services, TCF Securities, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. He is licensed in Illinois and Michigan and holds a Series 65 and 66 license. Charles has been registered as an investment advisor representative with CWM, LLC since March 2024 and is currently based in the Southfield, Michigan office. CWM, LLC is a registered investment advisor with the Securities and Exchange Commission (SEC) and is based in Omaha, Nebraska. CWM, LLC primarily serves high-net-worth individuals, pension and profit-sharing plans, corporations and other businesses, and individuals other than high-net-worth. The firm provides a range of advisory services, including financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
MI
03/13/2024 - Present
CWM, LLC (Southfield MI)
IL
10/01/2012 - 03/01/2013
J.P. MORGAN SECURITIES LLC (CALUMET CITY IL)
IL
09/12/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CALUMET CITY IL)
IL
12/02/2005 - 07/08/2008
CHASE INVESTMENT SERVICES CORP. (LA GRANGE IL)
NY
04/25/2002 - 12/01/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MN
01/08/2002 - 04/15/2002
TCF SECURITIES, INC. (MINNEAPOLIS MN)
MN
08/28/2000 - 07/31/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/28/2000 - 07/31/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/08/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/09/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2004
Series 24 - General Securities Principal Examination
BC
Issued 08/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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