Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Maurice Thurman has been a registered representative in the financial services industry since November 22, 1988. Charles is currently registered with Cambridge Investment Research Advisors, Inc. and has branch office locations in Brandon, FL. Before joining Cambridge Investment Research Advisors, Inc., Charles was registered with Royal Alliance Associates, Inc., Signator Investors, Inc., Transamerica Financial Advisors, Inc, LPL Financial Corporation, Intersecurities, Inc., MONY Securities Corp. and The Mutual Life Insurance Company of New York. Charles has a Series 7, Series 63 and SIE license and is also a Chartered Financial Consultant. Charles has experience working with individuals, high-net-worth individuals, charitable organizations, and pension and profit sharing plans. Charles provides financial planning, pension consulting, educational seminars, market timing services, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
07/26/2022 - Present
Cambridge Investment Research Advisors, Inc. (Brandon FL)
FL
11/02/2018 - 07/28/2022
ROYAL ALLIANCE ASSOCIATES, INC. (BRANDON FL)
FL
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (BRANDON FL)
FL
11/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (BRANDON FL)
FL
04/11/2002 - 11/11/2009
LPL FINANCIAL CORPORATION (BRANDON FL)
FL
05/10/1994 - 04/22/2002
INTERSECURITIES, INC. (ST. PETERSBURG FL)
NY
11/23/1988 - 05/11/1994
MONY SECURITIES CORP. (NEW YORK NY)
NY
11/23/1988 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
BC
Issued 12/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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