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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Matthew White is a financial advisor with Morgan Stanley, based in Purchase, New York. Charles has been a financial advisor for over 20 years, with experience at firms such as ThomasLloyd Capital LLC, Merriman Curhan Ford & Co., and Quasar Distributors, LLC. Charles has a comprehensive background in the financial industry, holding both Broker-Dealer (BC) and Investment Advisor (IA) registrations, as well as a number of product and state exams. Charles specializes in providing financial planning, asset allocation advice, and portfolio management services for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
12/01/2009 - Present
Morgan Stanley (Purchase NY)
NY
02/19/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
06/16/2008 - 12/12/2008
RBC PROFESSIONAL TRADER GROUP LLC (NEW YORK NY)
NY
02/14/2006 - 07/24/2007
THOMASLLOYD CAPITAL LLC (PLEASANTVILLE NY)
NY
01/22/2004 - 05/16/2005
MERRIMAN CURHAN FORD & CO. (NEW YORK NY)
ME
10/04/2001 - 09/05/2003
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
AZ
04/23/1998 - 10/04/2001
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
BOTH
Issued 11/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/17/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2009
Series 3 - National Commodity Futures Examination
BC
Issued 03/10/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/10/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/08/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/21/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/03/1990
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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