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Charles Matthew Hughes

Wilmington Capital Securities, LLC

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About Charles Matthew Hughes

Charles Matthew Hughes is a licensed securities professional with over 6 years of experience in the financial services industry. Charles is currently registered with Wilmington Capital Securities, LLC, where he specializes in providing financial planning and portfolio management services to individuals and businesses. Prior to joining Wilmington Capital Securities, LLC, Charles held positions at TRIBAL CAPITAL MARKETS, LLC and NOBLE CAPITAL MARKETS, INC. Charles holds FINRA Series 7, 63, SIE, and 79TO licenses. Charles is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Charles Hughes is currently registered with Wilmington Capital Securities, LLC. Wilmington Capital Securities, LLC is a Limited Liability Company registered in New York in 2004. The firm provides financial planning and portfolio management for individuals and businesses. They also offer wrap fee programs. Wilmington Capital Securities, LLC is registered with the SEC and with 49 state regulators. They manage approximately $243 million in assets and serve a variety of clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth.
Wilmington Capital Securities, LLC

600 OLD COUNTRY ROAD

GARDEN CITY, NY 11530

$243.01M

Assets Under Management

225

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Charles Hughes’s Registration & Firm History

FL

01/28/2022 - Present

Wilmington Capital Securities, LLC (Lauderdale by the Sea FL)

FL

06/01/2019 - 01/26/2022

TRIBAL CAPITAL MARKETS, LLC (Lauderdale-by-the-Sea FL)

FL

03/03/2016 - 05/24/2019

NOBLE CAPITAL MARKETS, INC. (BOCA RATON FL)

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Licenses & Designations

BC

Issued 03/29/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Matthew Hughes.
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