Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Alsip is a financial professional with over 17 years of experience in the financial services industry. Charles is currently registered with Fidelity Brokerage Services LLC and holds a Series 7, 9, 10, and 63 license. Charles has previously been registered with Citigroup Global Markets Inc. Charles is a highly experienced advisor with a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
05/14/2008 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
NY
06/09/2005 - 03/13/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 06/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/19/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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